Alvin Shan-Jia Lim

CE No. AZW886 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Shan-Jia Lim (), a licensed former licensee with CE reference AZW886. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2017-09-04 2018-07-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2017-09-04 2018-07-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2017-06-08 2017-06-12
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2017-06-08 2017-06-12
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2017-04-07 2017-04-12
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2016-10-26 2016-10-31
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2016-02-19 2016-02-24
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2012-07-30 2014-08-06
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2012-07-30 2014-08-06

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