Xiao (SFC:AZU640) Li
李瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:AZU640) Li (李瀟), a licensed Representative with CE reference AZU640. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-09 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-07-09 | present |