Xi (SFC:AZT130) Chen
陳曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:AZT130) Chen (陳曦), a licensed former licensee with CE reference AZT130. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-12-21 | 2024-10-31 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 9 — Asset management | 2020-12-21 | 2024-10-31 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-10 | 2019-11-30 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-10 | 2019-11-30 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-10 | 2019-11-30 |