Ting Yu (SFC:AZM025) Lam
林庭宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Yu (SFC:AZM025) Lam (林庭宇), a licensed former licensee with CE reference AZM025. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-23 | 2014-05-09 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-18 | 2013-07-15 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-21 | 2013-02-28 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-21 | 2013-02-28 |