da (SFC:AZK405) Xu
徐達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for da (SFC:AZK405) Xu (徐達), a licensed former licensee with CE reference AZK405. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-26 | 2015-07-31 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-21 | 2015-07-31 |