Chi Chung Poon
潘治忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung Poon (潘治忠), a licensed former licensee with CE reference AZK124. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-20 | 2016-03-01 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-09 | 2016-03-01 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-21 | 2013-02-20 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-21 | 2013-02-20 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-05-21 | 2013-02-20 |