Yu (SFC:AZJ280) Deng
鄧聿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:AZJ280) Deng (鄧聿), a licensed former licensee with CE reference AZJ280. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-14 | 2014-12-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-23 | 2013-10-25 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-07-23 | 2013-10-25 |