Chao Liu
劉超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Liu (劉超), a licensed former licensee with CE reference AZH606. This person has 8.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-10 | 2023-06-30 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-10 | 2023-06-30 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 9 - Asset management | 2021-02-10 | 2023-06-30 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-22 | 2021-02-10 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-22 | 2021-02-10 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-22 | 2021-02-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-08 | 2017-08-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-08 | 2017-08-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-08 | 2017-08-26 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-04-20 | 2016-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chao Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.