Dongmin Shin
申東旼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dongmin Shin (申東旼), a licensed former licensee with CE reference AZG705. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-09-01 | 2015-11-21 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-28 | 2015-11-21 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-28 | 2015-11-21 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-28 | 2014-09-01 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-04-16 | 2014-06-03 |