Mary Lynn Shum
沈恩珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Lynn Shum (沈恩珍), a licensed former licensee with CE reference AZG516. This person has 5.3 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-08 | 2017-09-12 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2012-05-24 | 2017-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mary Lynn Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.