Chi (SFC:AZF867) Wong
王智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi (SFC:AZF867) Wong (王智), CE reference AZF867. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DD Asset Management Limited 東大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-01-25 | 2025-07-02 |
| DD Asset Management Limited 東大資產管理有限公司 |
RO | Type 9 — Asset management | 2024-01-25 | 2025-07-02 |
| Austen Capital International Limited 凱德資本國際有限公司 |
RO | Type 4 — Advising on securities | 2018-01-24 | 2023-11-30 |
| Austen Capital International Limited 凱德資本國際有限公司 |
RO | Type 9 — Asset management | 2018-01-24 | 2023-11-30 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-15 | 2016-08-02 |
| Qiao Group Limited 聯橋集團有限公司 |
RO | Type 4 — Advising on securities | 2015-03-31 | 2015-03-31 |
| Qiao Group Limited 聯橋集團有限公司 |
RO | Type 9 — Asset management | 2015-01-15 | 2015-03-31 |
| Qiao Group Limited 聯橋集團有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-10 | 2015-03-31 |
| Qiao Group Limited 聯橋集團有限公司 |
Rep | Type 9 — Asset management | 2012-04-26 | 2015-01-15 |