Douglas Michael Yones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Michael Yones ( ), a licensed former licensee with CE reference AZF234. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-28 | 2014-07-02 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-28 | 2014-07-02 |