Nixon Lak-Sun Ng
吳力燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nixon Lak-Sun Ng (吳力燊), a licensed former licensee with CE reference AZE680. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-04 | 2014-05-17 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-12 | 2014-05-17 |