Chao (SFC:AZE532) Huang
黃超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao (SFC:AZE532) Huang (黃超), a licensed former licensee with CE reference AZE532. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-20 | 2025-01-20 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 4 — Advising on securities | 2024-09-20 | 2025-01-20 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 9 — Asset management | 2024-09-20 | 2025-01-20 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 9 — Asset management | 2022-06-15 | 2024-09-20 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-31 | 2024-09-20 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-31 | 2024-09-20 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-16 | 2020-11-11 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-16 | 2020-11-11 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-16 | 2020-11-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-11 | 2019-01-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-11 | 2019-01-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-11 | 2019-01-10 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-14 | 2015-04-13 |