Zhousheng Liu
劉周晟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhousheng Liu (劉周晟), a licensed former licensee with CE reference AZD456. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-05-28 | 2018-04-13 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-08 | 2018-04-13 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-08 | 2018-04-13 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-08 | 2018-04-13 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2012-03-13 | 2014-01-20 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2012-03-13 | 2014-01-20 |