Daniel James Mullineaux
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel James Mullineaux, a licensed former licensee with CE reference AZD153. This person has 0.5 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2012-04-03 | 2012-10-03 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel James Mullineaux during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Philip John Gough | Knight Capital Asia Limited | 2012 |
| Robert Keane Lyons | Knight Capital Asia Limited | 2012 |
| Cliff Stevens Huang | Knight Capital Asia Limited | 2012 |