Sophia Qiaoli Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Qiaoli Lee, a licensed former licensee with CE reference AZC903. This person has 0.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-06 | 2012-08-20 |