Chiu Wai (SFC:AZC676) Chan
陳昭偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Wai (SFC:AZC676) Chan (陳昭偉), a licensed former licensee with CE reference AZC676. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C.P. Financial Management Limited 中和資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-22 | 2014-08-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2012-05-07 | 2013-07-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-21 | 2013-07-06 |