Richmond Cua Herrera
陳書文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richmond Cua Herrera (陳書文), a licensed former licensee with CE reference AZC316. This person has 1.0 year of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-19 | 2013-03-15 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Richmond Cua Herrera during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.