Tracie Kathleen Gunion
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracie Kathleen Gunion, a licensed former licensee with CE reference AZB792. This person has 2.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asiya Investments Hong Kong Limited | Rep | Type 4 - Advising on securities | 2013-08-15 | 2015-11-28 |
| Asiya Investments Hong Kong Limited | Rep | Type 9 - Asset management | 2013-08-15 | 2015-11-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tracie Kathleen Gunion during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.