Jun (SFC:AZB528) Xie
謝軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun (SFC:AZB528) Xie (謝軍), a licensed former licensee with CE reference AZB528. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-26 | 2017-12-14 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-26 | 2017-12-14 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-04-26 | 2015-11-26 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-04-26 | 2015-11-26 |