Seth Robert Rosenfeld
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seth Robert Rosenfeld, a licensed former licensee with CE reference AYZ307. This person has 7.0 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-09 | 2019-02-11 |