Cho Yam Wan
溫祖蔭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Yam Wan (溫祖蔭), a licensed former licensee with CE reference AYY600. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-07 | 2016-05-26 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-07 | 2016-05-26 |