Simon Richard Class
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Richard Class ( ), a licensed former licensee with CE reference AYW931. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-10 | 2013-07-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-21 | 2013-01-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-06 | 2012-02-13 |