Roah Cheuk Wai Sham
沈卓維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roah Cheuk Wai Sham (沈卓維), a licensed former licensee with CE reference AYW786. This person has 3.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-03 | 2017-12-28 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-25 | 2014-10-15 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-26 | 2014-10-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roah Cheuk Wai Sham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.