James John Richard Martin

CE No. AYW281 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James John Richard Martin (), a licensed former licensee with CE reference AYW281. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 1 — Dealing in securities 2020-05-12 2024-03-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 2 — Dealing in futures contracts 2020-05-12 2024-03-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 4 — Advising on securities 2020-05-12 2024-03-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2012-02-01 2020-05-12
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-02-01 2020-05-12

Related