Min (SFC:AYS392) Wu
吳敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:AYS392) Wu (吳敏), a licensed former licensee with CE reference AYS392. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-06-20 | 2013-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-28 | 2014-10-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-12-28 | 2014-10-31 |