Alan Man Tai Sze
施文泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Man Tai Sze (施文泰), a licensed former licensee with CE reference AYR531. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-09 | 2025-06-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-08-09 | 2025-06-30 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-30 | 2022-06-24 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-30 | 2022-06-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-22 | 2019-04-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-22 | 2019-04-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-12-22 | 2019-04-04 |