Yin Chi Yam
任妍芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Chi Yam (任妍芝), a licensed former licensee with CE reference AYQ904. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-28 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-02 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-02 | 2021-01-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-15 | 2018-05-02 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-15 | 2018-05-02 |