Shanti Julian Strafinger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanti Julian Strafinger ( ), a licensed former licensee with CE reference AYO453. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-05 | 2012-03-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-05 | 2012-03-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-12-05 | 2012-03-05 |