Shanti Julian Strafinger

CE No. AYO453 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanti Julian Strafinger (), a licensed former licensee with CE reference AYO453. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2011-12-05 2012-03-05
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2011-12-05 2012-03-05
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2011-12-05 2012-03-05

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