Robin Carl Thorn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robin Carl Thorn ( ), a licensed former licensee with CE reference AYN876. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-20 | 2012-05-24 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-01-20 | 2012-05-24 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 9 — Asset management | 2012-01-20 | 2012-05-24 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-09 | 2012-01-20 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-25 | 2012-05-24 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-25 | 2012-01-20 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 — Asset management | 2011-11-25 | 2012-05-24 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-11-25 | 2012-01-20 |