Yat Ming Andy Shu
舒日明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Ming Andy Shu (舒日明), CE reference AYM896. Currently licensed at 3 firm(s): CES Commodities (HK) Limited , CES Forex (HK) Limited, Everbright Securities Investment Services (HK) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-26 | present |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-08-26 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-22 | present |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-20 | 2012-09-25 |