Yi (SFC:AYM564) Yu
于一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AYM564) Yu (于一), a licensed Representative with CE reference AYM564. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2017-10-27 | present |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-05 | 2015-05-16 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-05 | 2015-05-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-21 | 2013-06-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-11-21 | 2013-06-01 |