Yin San Lau
劉彥燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin San Lau (劉彥燊), a licensed former licensee with CE reference AYM125. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quinton Investments Limited |
Rep | Type 1 - Dealing in securities | 2014-03-07 | 2016-11-30 |
| Quinton Investments Limited |
Rep | Type 4 - Advising on securities | 2014-03-07 | 2016-11-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-16 | 2013-11-21 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-11-16 | 2013-11-21 |