Chen (SFC:AYK135) Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:AYK135) Chen ( ), a licensed former licensee with CE reference AYK135. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-12 | 2017-01-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-14 | 2017-01-20 |