Susumu Koshiba
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susumu Koshiba, a licensed former licensee with CE reference AYG667. This person has 2.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PDT Partners (HK) Limited | Rep | Type 9 - Asset management | 2013-01-03 | 2014-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-17 | 2013-01-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2011-10-17 | 2013-01-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-10-17 | 2013-01-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-10-17 | 2013-01-01 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Susumu Koshiba during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Christopher Markus Robertson | PDT Partners (HK) Limited | 2013–2014 |
| Wing Ka Yu | PDT Partners (HK) Limited | 2013–2014 |
| Douglas John Gschwind | PDT Partners (HK) Limited | 2013–2014 |
| Daniel James Pugh | PDT Partners (HK) Limited | 2013–2014 |