Ivan Ka Shing Lam
林家盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Ka Shing Lam (林家盛), a licensed former licensee with CE reference AYD026. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-03 | 2012-12-04 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-20 | 2012-12-04 |