Timothy Sean Duffy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Sean Duffy ( ), a licensed former licensee with CE reference AYC807. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2011-09-26 | 2014-09-05 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2011-09-26 | 2014-09-05 |