James Marshall Bales
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Marshall Bales, CE reference AYC386. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-17 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-22 | 2024-01-25 |