Xiao Zhou
周曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Zhou (周曉), a licensed former licensee with CE reference AYC139. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-03 | 2016-08-08 |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-03 | 2016-08-08 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-26 | 2015-12-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-26 | 2015-12-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-26 | 2015-12-17 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-19 | 2012-08-10 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-19 | 2012-08-10 |