John (SFC:AYC035) Lee
李約翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John (SFC:AYC035) Lee (李約翰), a licensed Representative with CE reference AYC035. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-09 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-09 | present |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2011-09-16 | 2013-06-08 |