Na Wang
王娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Wang (王娜), a licensed former licensee with CE reference AYA618. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-10 | 2014-08-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-04 | 2014-08-01 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-24 | 2013-11-20 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-04-24 | 2013-11-20 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-09 | 2013-04-02 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-09-09 | 2013-04-02 |