Maki Dozaki
堂崎真紀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maki Dozaki (堂崎真紀), a licensed former licensee with CE reference AYA404. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-12 | 2012-08-27 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-12 | 2012-08-27 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-09-12 | 2012-08-27 |