Yue (SFC:AXZ954) Shen
沈樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:AXZ954) Shen (沈樂), a licensed former licensee with CE reference AXZ954. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-09 | 2011-11-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-09 | 2011-11-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-09-09 | 2011-11-26 |