Jim Karelas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jim Karelas, a licensed former licensee with CE reference AXZ836. This person has 0.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ConvergEx Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2012-02-28 | 2012-05-10 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Jim Karelas during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sui On Chan | ConvergEx Asia Pacific Limited | 2012 |
| Ian Hin Wai Lam | ConvergEx Asia Pacific Limited | 2012 |
| Peter Tat Ming Wong | ConvergEx Asia Pacific Limited | 2012 |