Nicolas Kim-Hoang Nguyen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Kim-Hoang Nguyen, a licensed former licensee with CE reference AXY947. This person has 0.3 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Commerz Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2012-09-27 | 2012-12-31 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicolas Kim-Hoang Nguyen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.