Peng (SFC:AXY500) Yu
于鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:AXY500) Yu (于鵬), a licensed former licensee with CE reference AXY500. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-29 | 2012-01-18 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-29 | 2012-01-18 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-08-29 | 2012-01-18 |