Yuchen (SFC:AXY201) Wang
王宇辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuchen (SFC:AXY201) Wang (王宇辰), a licensed former licensee with CE reference AXY201. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-26 | 2024-12-27 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-26 | 2024-12-27 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-10 | 2017-06-30 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-04-10 | 2017-06-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-24 | 2012-12-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-24 | 2012-12-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-24 | 2012-12-09 |