Orville Emanuel Thomas Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Orville Emanuel Thomas Jr ( ), a licensed former licensee with CE reference AXX649. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-05 | 2018-04-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-05 | 2018-04-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-22 | 2016-06-03 |