Pui Yan Christine Chan
陳沛恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yan Christine Chan (陳沛恩), a licensed former licensee with CE reference AXX601. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RRJ Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2013-11-04 | 2022-02-28 |
| RRJ Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2013-11-04 | 2022-02-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2013-09-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-22 | 2013-09-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-22 | 2013-09-24 |